compliance officer


compliance officer
[Banque] déontologue

English-French dictionary of law, politics, economics & finance. . 2010.

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  • compliance officer — ➔ officer * * * compliance officer UK US noun [C] LAW ► a person within a company, organization, or government whose job is to make certain that all laws and rules relating to its activities are obeyed: »Nine of the buildings that were examined… …   Financial and business terms

  • compliance officer — The person appointed within an authorised person (firm) to be responsible for compliance with financial services regulation. Compliance officers are also appointed to deal with other areas of law such as competition and health and safety. Related …   Law dictionary

  • compliance officer — noun A person, usu a lawyer, whose job it is to ensure compliance within a company or financial group • • • Main Entry: ↑compliance …   Useful english dictionary

  • Compliance Officer — An employee whose responsibilities include ensuring that the company complies with its outside regulatory requirements and internal policies. A compliance officer may review and set standards for outside communications by requiring disclaimers in …   Investment dictionary

  • compliance officer — /kəm plaɪəns ˌɒfɪsə/ noun an employee of a financial organisation whose job is to make sure that the organisation complies with the regulations governing its business …   Marketing dictionary in english

  • compliance officer — /kəm plaɪəns ˌɒfɪsə/ noun an employee of a financial organisation whose job is to make sure that the organisation complies with the regulations governing its business …   Dictionary of banking and finance

  • Chief compliance officer — The chief compliance officer (CCO) of a company is the officer primarily responsible for overseeing and managing compliance issues within an organization. Generally, a CCO is in charge of overseeing and managing compliance issues within an… …   Wikipedia

  • officer — of‧fi‧cer [ˈɒfsə ǁ ˈɒːfsər, ˈɑː ] noun [countable] HUMAN RESOURCES someone who has an important position in an organization. Officer is often used in job titles: • a local government officer • a personnel officer caˈreers ˌofficer HUMAN… …   Financial and business terms

  • Compliance (BWL) — Compliance bzw. Regeltreue (auch Regelkonformität) ist in der betriebswirtschaftlichen Fachsprache der Begriff für die Einhaltung von Gesetzen und Richtlinien in Unternehmen, aber auch von freiwilligen Kodizes. Im Deutschen entsprechen diesem… …   Deutsch Wikipedia

  • Compliance and ethics program — There has been a long history of business and government excesses and subsequent legal, public and political reaction. Response to criminal misconduct has resulted in legal sanctions, governance practices, compliance standards and cultural… …   Wikipedia

  • Compliance Program — The internal programs and policy decisions made by a company in order to meet the standards set by government laws and regulations. A company will often have a compliance team that examines the rules set forth by government bodies like the… …   Investment dictionary